You can get more out of your SIE study sessions by signing up for a Charlotte SIE course thanks to the assistance of 51Թ. The Securities Industry Essentials Exam, or SIE, is something that you may have decided to take if you're close to graduating from a local college like the University of North Carolina at Charlotte. Consider reaching out to us today to get started with a Charlotte SIE course that can help you pursue your test goals. You can also keep reading to learn more about this exam and how we can help you prepare for it.
What will a Charlotte SIE class cover?
Your class will cover the most important topics that you need to know before sitting down to take your upcoming test. The SIE was designed for the purpose of assessing the preparedness of prospective securities industry professionals. To that end, the exam covers things like types of products and their risks, regulatory agencies and their functions, prohibited practices, the structure of securities industry markets, and more. You can learn more about these things by signing up for an in-depth course with the help of 51Թ.
The SIE is a challenging exam that can be difficult to study for without any guidance. This is why enrolling in a Charlotte SIE class can be such an impactful addition to your test preparation process. On the day of your exam, you'll be given an hour and forty-five minutes to complete the exam. Your task will be to answer 75 multiple-choice questions. In order to pass the SIE, you'll need to get at least 70% of these questions correct. You'll be asked questions on things like municipal fund securities, packaged products, hedge funds, orders and strategies, and much more. If you'd like help preparing for the types of questions that you'll encounter on the SIE, then consider reaching out to us today to get started with a class.
What are the benefits of taking a course?
Signing up for a Charlotte SIE course is a unique way to supplement your study plan. There are many benefits that are associated with this learning option. Your course will give you the chance to learn from an expert on the SIE who knows what it takes to prepare students like you for this difficult test. Your course will take place on a powerful virtual learning platform that allows you to see, hear, and interact with your educator from the comfort of your home. Your course will replicate the traditional classroom learning experience in a more convenient online environment.
For example, just as you would expect to find in the classroom, your course will take place through a series of live lectures and hands-on exercises. You'll also learn alongside a number of peers who are preparing for the SIE just like you. These students will be able to interact with your instructor just like you can. That means you can listen to the questions that they ask, which may help you think about the material that you're learning in a new way. Studies have shown that learning with other students can help an individual get more out of their learning opportunities.
If you find that you're having a difficult time with one of the topics that have been covered in your course, then you can pursue additional help from your instructor. You'll have the chance to work with your educator in a one-on-one setting if you'd like to. This is a great way to get the specific guidance and feedback that you need to keep pace with your class and to keep making progress towards your overall SIE goals.
Another key benefit of taking a course is their inherently flexible nature. When you reach out to 51Թ to find your test preparation supplement, you'll find that there are a number of different course options that you can choose from. There are courses that meet on different days throughout the week and at different times throughout the day. This makes it easy to find an option that you can fit into your schedule without having to make too many sacrifices in the other important areas of your life. You can contact us directly to get help selecting the right course for your specific needs.
How can I get started?
Passing the Securities Industry Essentials Exam is an important step towards becoming a professional in the securities industry. If you'd like some help with getting more out of your test preparation process for this exam, then consider reaching out to 51Թ today. We can help you find and sign up for the right Charlotte SIE prep course for your specific academic and scheduling needs. This is a powerful way to increase the efficiency and effectiveness of your study sessions. We hope to hear from you soon and look forward to working with you.

Roman: Charlotte SIE course instructor
...Ins, and LTC Ins - And I've passed all of them on the first attempt. I've actually passed the Series 7 twice! I'm passionate about personal finance and love helping others understand the concepts needed to pass these exams. It's a great field to work in, so I truly enjoy whenever I'm able to help someone pass the entry or advancement exams! My goal as your tutor is simple: To help you pass the exam...
Education & Certification
- Virginia Commonwealth University - Bachelor of Science, Mechanical Engineering
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Insurance License
- Series 63
- +60 subjects

Joseph: Charlotte SIE course instructor
...unique perspective and flexible tutoring style. While I tutor a range of subjects on business and financial topics, I am most passionate about FINRA and Insurance regulatory examinations. I am a firm proponent of continuing education throughout one's lifetime and in sharing knowledge with others as much as possible. I am a Certified Financial Educator (CFEd), and hold the Corporate Trainer Certified, and Remote Workforce Management Certified credentials, in addition to several project management designations.
Education & Certification
- University of Phoenix - Associate in Science, Business, General
Subject Expertise
- SIE
- Series 6
- Series 7
- Series 66
- +30 subjects

Nancy: Charlotte SIE course instructor
...major with an MBA, and as former investment banker with many years of experience there (now retired), I enjoy teaching finance, accounting, and econ as well as the various secrutities licensing tests. But my avocations are history and literature and I love teaching them as well--whether through assisting with regular school homework and test preparation, or through SAT/ACT prep, or through AP/SAT subject test prep in English Literature, Human Geography, or American or World History.
Education & Certification
- Rhodes College - Bachelor in Arts, Economics
- Harvard Business School - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 6
- Series 65
- Series 63
- +85 subjects

Lonie: Charlotte SIE course instructor
...a primary source of income; I teach because I enjoy helping others enough to do it in my spare time. People don't care what you know until they know that you care. I'm supposed to write something here about my own achievements. I have an impressive resume by most peoples' standards. But my achievements don't amount to anything unless they translate into helping YOU pass your exam. Let's just leave it at that.
Education & Certification
- Bowling Green State University-Main Campus - Bachelor of Science, German
- West Virginia University - Bachelor of Science, Statistics
- Xavier University - Master of Science, Business Administration and Management
Subject Expertise
- SIE
- Series 6
- Insurance License
- Series 7
- +21 subjects

DeSean: Charlotte SIE course instructor
...students, because I was a student once. During undergraduate, I tutored students in Statistics and College Algebra. I completed my undergraduate with a B.S.B.A. in Personal Financial Planning, a B.S.B.A. in Finance, and a B.A. in Communication Studies. I do not like micromanagement, although I do believe a tutor and student should have a vested interest to benefit the student. In my free time, I enjoy long walks with my wife and playing the alto....
Education & Certification
- Kutztown University of Pennsylvania - Bachelor of Science, Finance
- Kutztown University of Pennsylvania - Bachelor of Science, Financial Planning
- Kutztown University of Pennsylvania - Bachelor in Arts, Communication, General
Subject Expertise
- SIE
- Series 63
- Series 6
- Pre-Calculus
- +13 subjects

Brendan Daniel : Charlotte SIE course instructor
...fund. I focus on the fund's DeFi investment strategy, blockchain research, and protocol risk management. For students, (and interns), I have taught solidity, python, CFA level 1 and 2 material, Series 7, 63, and 65. I have also taught financial modeling, smart contract development, data analysis, and machine learning model development in python. (CFA material includes micro/macro economics, financial statement analysis, equity/fixed income valuation, derivatives, portfolio management and theory, alternative investments, and quantitative methods).
Subject Expertise
- SIE
- Series 10
- Series 16
- Series 26
- +62 subjects

Edward: Charlotte SIE course instructor
A 25 plus year veteran of the Financial Services industry. I have been involved with advising and counseling both clients and advisors, and am passionate about helping others learn how financial markets work. I have passed the Series 6, 7, 24, 26, and 66 exams, and held the Massachusetts Life and Health insurance licenses. I am a former youth and high school basketball coach, youth and high school football coach.
Education & Certification
- Western New England University - Bachelor of Science, Finance
Subject Expertise
- SIE
- Series 7
- Series 63
- Series 7 - General Securities Representative Exam (Stockbroker)
- +26 subjects
Education & Certification
- University of Essex - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 7
- CPA
- Series 65
- +14 subjects

Harrison: Charlotte SIE course instructor
Hello, My name is Harrison and I am an economics major at the University of Pennsylvania from Philadelphia. I have experience tutoring in economics, statistics, algebra/pre-calc, and introductory calculus. I typically have the most availability during evening and weekend hours, but will always work to try and work with any schedule. If interested, please do not hesitate to reach out.
Education & Certification
- University of Pennsylvania - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 57
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- +20 subjects
Subject Expertise
- SIE
- Series 65
- Series 7
- Series 66
- +24 subjects

Kristin: Charlotte SIE course instructor
I just obtained my licenses within the last year: 6, 63, 66, 7. While my employer provided me with the books, I was not given study support which I think would have been incredibly helpful to me. I look forward to helping you pass on your first try!
Education & Certification
- Eastern Illinois University - Bachelor of Science, Special Products Marketing Operations
- Lewis University - Masters in Business Administration, Agricultural Business
Subject Expertise
- SIE
- Series 63
- Series 7
- Series 66
- +1 subjects

John: Charlotte SIE course instructor
...have been working in market-oriented roles for the past 4 years. My most relevant experience is as an equity trader, where I was responsible for executing various equity and equity derivative products on behalf of hedge funds. Part of my background includes analyzing market trends, managing portfolio risk, and developing optimal trading strategies from both a fundamental and technical perspective. In addition to my professional experience, I am highly analytical, detail-oriented, and have a strong...
Education & Certification
- Marist College - Bachelor of Science, Business Administration and Management
- Marist College - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 7
- CFA
- Series 57
- +20 subjects

Vincent : Charlotte SIE course instructor
...Financial Advisor, MBA Graduate, and Lifelong Learner. I have successfully taken and passed the Securities Industry Essentials (SIE), the General Securities Representative (Series 7), the Uniform Securities Agent State Law (Series 63), and the Uniform Investment Advisor Law (Series 65) examinations. Due to my experience in financial services, I will be able to incorporate real-world examples into my sessions in order to help students grasp and understand the material at hand. Let's get started!
Education & Certification
- University of Central Florida - Bachelor of Science, Business and Managerial Economics
- Georgian Court University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 7
- Series 65
- Series 63
- +14 subjects

Kevin: Charlotte SIE course instructor
...computer related tools. I often ask for feedback and appreciate candid communication. I try to be flexible with my time. To ensure that we have a quiet and comfortable study space, I work with the student to help select mutually convenient locations. In my spare time, I enjoy biking, hiking, swimming, tennis, reading, movies, traveling, spending time with my family and our dog. I look forward to hearing from you and helping you achieve more...
Education & Certification
- Truman State University - Bachelor of Science, Accounting
- Washington University in St Louis - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 63
- Series 7
- Series 66
- +41 subjects

Joseph Fon: Charlotte SIE course instructor
As a wealth management professional, I have learned that my personal success is tied to how well I succeed in managing my clients wealth and that my success is tied to their success. As their wealth increases, so too does my satisfaction, happiness and compensation. As a Varsity Instructor, I will maintain the same values even though there will be no assets to manage.
Education & Certification
- University of New Orleans - Bachelor of Science, Business Administration and Management
- University of Alabama - Master of Science, Economics
Subject Expertise
- SIE
- Series 22
- Series 6
- UK A Level
- +5 subjects

Mark: Charlotte SIE course instructor
...7 Tutor I like to help people pass: The Series # 7 - # 63 - # 65 & # 66 The Life, Health and P&C Insurance test The Real Estate Agent and the Real Estate Broker test TEST TAKING SKILLS are a vital part of passing any test I will demonstrate how. PRACTICE QUESTIONS - The more the better. As you are taking the test... I will show you how to build a POSITIVE ATTITUDE....
Education & Certification
- University of Houston-Downtown - Associate in Science, Business Administration and Management
Subject Expertise
- SIE
- Series 57
- Series 87
- Real Estate License
- +73 subjects

Valentina: Charlotte SIE course instructor
...is a pre-requisite for Series 7. I have also been FINRA licensed in Series 63 and Series 65. The exams are very challenging, but there is nothing there that you will not be able to comprehend and nail from the first attempt. Therefore, I am standing by to help you with these challenging exams. Additionally, I have been teaching as a licensed teacher for several years in public schools. My qualifications are Highly Qualified, and...
Education & Certification
- Colorado Mesa University - Bachelor of Science, Computer and Information Sciences, General
Subject Expertise
- SIE
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 66
- +4 subjects

Johnathan: Charlotte SIE course instructor
...in nonprofit advocating for tort reform in the health care space, the right to prescribe for first responders, and health care reform for New Jersey State residents in 2010. A few years after that I graduated college and started a career in government with the Office of the Mayor of New York City. Here I demonstrated data driven change by working with the Office of Management and Budget to fine-tune procurement processes and spending for...
Education & Certification
- Rider University - Bachelor of Fine Arts, Police Science
- Fordham University - Master of Laws, Prelaw Studies
Subject Expertise
- SIE
- Political Science
- ACT
- GRE Quantitative
- +36 subjects

Hajra: Charlotte SIE course instructor
...the exams in the allotted time frames given. I am passionate about helping people pass the professional exams and achieving their goals. I aim to be a resource to people, and letting them set the pace. I enjoy traveling when I can, either locally or internationally. Some of my favorite jaunts are those unassuming places that my family and I spontaneously drive to on a weekend off. We always good food and each others company.
Education & Certification
- American International College - Bachelor of Science, Business Administration and Management
Subject Expertise
- SIE
- Series 86
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- +9 subjects

Krista: Charlotte SIE course instructor
...Life/Health Insurance. I am registered with FINRA (Series 7 & 66). I also hold a Certified Financial Planner designation. I help candidates studying for their Life/Health, SIE, Series 7, Series 6, Series 66 (63/65), and CFP designations. I am eager to pass on various tips and tricks I have learned for the various exams. I have various study tips and tricks that I have found helpful and previous students that I have tutored have as...
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Business Administration and Management
- Capella University - Masters in Business Administration, Project Management
Subject Expertise
- SIE
- Series 66
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 65
- +18 subjects