51Թ can help you find a Salt Lake City SIE prep solution that best fits your learning requirements. The Securities Industry Essentials (SIE or Essentials) Exam is necessary for anyone considering a career in the securities field. The SIE is one of the few industry exams that does not require the test-taker to be affiliated with a firm to sit for the exam. This open door policy means you can take the SIE before you land a job with a firm, and it may even help you stand out as a self-starter when you apply.
The SIE was created by the Financial Industry Regulatory Authority (FINRA) as a way to provide greater opportunities for those coming into the securities industry from another career path and students trying to get started right out of college. The exam combines some of the general knowledge questions about the field that were previously included in the various specialty tests. While passing the SIE will not grant you a license to begin working the industry, it is one of the requirements you can get out of the way before you're hired.
What can Salt Lake City SIE prep cover?
Professional SIE prep solutions have the potential to cover any aspect of the SIE examination. Prior to taking the test, it is essential to become familiar with several key concepts, including various financial products and their associated risks, trading, capital markets, regulatory framework, customer accounts, and prohibited activities.
You have two SIE prep options from which to choose: courses and private instruction. Both offer effective preparation techniques but do so in slightly different ways.
How can a Salt Lake City SIE prep course help me prepare?
A prep course is a great choice for those students who enjoy being in a collaborative group setting and want a comprehensive review of the concepts which will be covered on the exam. Courses offer precise study guidelines that can help take the guesswork out of SIE preparation.
Every session is led by a skilled teacher who has been thoroughly vetted by 51Թ. You will meet with your teacher and classmates in a convenient online classroom. Digital classrooms save students time and allow more students to participate, which can reduce the cost typically associated with professional SIE prep resources.
Your teacher can offer direct instruction to the class just as if they were standing at the front of the room. The most significant difference is that every student has a front-row seat, and there isn't any distracting noise from the rest of the class during the presentation. You will also be able to view any shared resources on the digital whiteboard. Your instructor may also break the class into pairs or study groups when appropriate to promote group learning opportunities which can help solidify learning gains.
You will have opportunities during your sessions to ask your teacher questions. If you find you need more clarification around a particular concept, you can request individual time with the instructor outside of your session times.
During your course some of the topics you may review include business economic factors, municipal fund securities, exchange-traded products, corporate actions, prohibited activities, types of markets, debt instruments, REITs, orders and strategies, employee conduct, anti-money laundering, and other topics included on the SIE.
How is working with a Salt Lake City SIE tutor different from taking a class?
A Salt Lake City SIE prep class is a group learning environment, and working with a private instructor is a one-on-one individualized learning environment. Your sessions are created with your precise learning needs in mind. Whether you want a comprehensive review or focus on just a few areas, your sessions will reflect your learning needs.
Your personal teacher can take more time to get to discover your academic needs, learning style, and areas of opportunity. This is the type of information that is invaluable in creating custom learning plans. Working with a private teacher also gives you more scheduling flexibility.
As part of your private Salt Lake City SIE preparation, you can review international economic factors, packaged products, hedge funds, investment returns, privacy requirements, reportable events, the differences between fiscal and monetary policy, equity securities, direct participation programs, risk types, customer account registrations, and other skills or concepts included on the SIE.
How can I get started with Salt Lake City SIE prep?
51Թ makes it easy to find and get started with the right Salt Lake City SIE prep solution for your needs. Whether you want to enroll in a class or be connected to a skilled private instructor, we can help. Contact 51Թ today to get started.

Bryan: Salt Lake City SIE test prep instructor
...especially enjoy helping students with the material covered in FINRA Licensing Exams (SIE, Series 7, Series 63/66). In my experience helping students prepare for Licensing Exams, I have enjoyed seeing learners become more confident in their knowledge of financial products, industry regulations, and market mechanics. I am enthusiastic about learning and believe that anyone can grasp complex material, no matter how difficult. I believe that mastering challenging material empowers individuals to believe in their abilities...
Education & Certification
- University of Utah - Bachelor in Arts, Finance
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- FINRA - Financial Industry Regulatory Authority
- Series 63
- +5 subjects

Jennifer: Salt Lake City SIE test prep instructor
...NMLS, SIE, and Series 6. I am a graduate of Eastern Illinois University. I received my Master of Science Degree and Bachelor of Arts Degree in Family and Consumer Science with a Minor in Business Administration. I have over 20 Years of sales, leadership, mentoring and coaching in the Financial Services field-which includes -Mortgage Branch Management, VP of Membership, Top Mortgage Production Sales Performer, Financial Advisor, Life & Health Agent and Medicare Health Agent. I...
Education & Certification
- Eastern Illinois University - Bachelor of Science, Family and Consumer Sciences
- Eastern Illinois University - Master of Science, Family and Consumer Sciences
Subject Expertise
- SIE
- NMLS - Nationwide Mortgage Licensing System
- Series 6
- Real Estate License
- +5 subjects

Haazim: Salt Lake City SIE test prep instructor
I am your trusted Tutor and financial partner for your educational journey as a financial professional. I look forward to helping you to master the information with a keen attention to detail, with your willingness to approach this learning process with an open mind. I look forward to helping you to meet your specific needs and to foster and environment for continuous growth.
Education & Certification
- Howard University - Bachelor in Arts, English
Subject Expertise
- SIE
- Series 63
- Series 65
- Series 7
- +4 subjects

Sarah: Salt Lake City SIE test prep instructor
...My extensive resource library includes both my own unique materials and traditional ones (Kaplan, PassPerfect, and Achievable), ensuring a comprehensive learning experience. As a financial advisor and recent MBA graduate, I've been trained to cater to a wide range of learning styles, personality types, and unique challenges such as learning disabilities, test anxiety, and other mental blocks. My flexibility and deep understanding of exam content stem from years of close collaboration with students across various...
Education & Certification
- University of upper Iowa - Bachelor in Business Administration, Business Administration and Management
- University of Wisconsin-Madison - Masters in Business Administration, Accounting and Business Management
Subject Expertise
- SIE
- Series 65
- Series 6
- CFP
- +36 subjects

Jorge: Salt Lake City SIE test prep instructor
...enter the world of Finance and have enjoyed a rewarding career of over 20 years. Along the way, I have earned my Certificate in Financial Planning from Bryant University. Preparing for a certification exam can be a daunting and stressful experience. I strive to help my students isolate their strengths and weaknesses, then help them construct a plan to approach the material in a disciplined and structured manner. By doing so, they gain confidence and...
Education & Certification
- Long Island University-C W Post Campus - Bachelor in Arts, English
Subject Expertise
- SIE
- Series 55
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 65
- +38 subjects
Subject Expertise
- SIE
- Series 66
- Series 7
- Series 65
- +24 subjects

Scot: Salt Lake City SIE test prep instructor
...and became a licensed financial advisor in June of 2011. In February of 2017, I co-founded my financial planning firm, Providers & Families Wealth Management, with my wife, Lindsey; and in December of that year, I became a CERTIFIED FINANCIAL PLANNER. The most influential teachers in my life provided an engaging and entertaining learning experience, and I strongly believe that these are very important characteristics of an impactful education! I look forward to helping you...
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 63
- Series 82
- Series 6
- +12 subjects

James: Salt Lake City SIE test prep instructor
My name is James Weber. I am a licensed banker with JPMorgan Chase. I was a college baseball player at the University of Mount Union where I majored in Sport Business and Business management. Since then I have completed my MBA with Walden University in 2018 and will be completing my Masters of Science in Leadership and Management with Purdue Global in 2022. I have a passion for coaching and sharing my experiences in hopes...
Education & Certification
- University of Mount Union - Bachelor in Arts, Business Administration and Management
- Walden University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 6
- Series 63
- Academic Coaching
- +34 subjects

John: Salt Lake City SIE test prep instructor
As a 26-year-old professional in the securities industry, I bring a fresh perspective along with a deep understanding of the SIE and Series 7 exams. Having recently earned my own licenses, I developed a proven strategy that helped me succeed, and I am now offering tutoring services to help others do the same. With a tailored approach that simplifies complex concepts and focuses on key areas of the exam, I am committed to guiding aspiring...
Education & Certification
- Northeastern Illinois University - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- FINRA - Financial Industry Regulatory Authority
- +1 subjects

Peter: Salt Lake City SIE test prep instructor
...money, if not more money than doctors and lawyers. You do not need a secondary degree, you just need to pass the tests. You would want me as at tutor mainly because of my experience. My expertise is in OPTIONS and MARGIN. I started a broker-dealer from scratch, was a manager of other reps, and was a producer. To see my career path including all the licenses I obtained, view me at Broker Check: https://brokercheck.finra.org/individual/summary/1313689...
Education & Certification
- Rensselaer Polytechnic Institute - Bachelor of Science, Materials Engineering
- California University of Pennsylvania - Master of Science, Mathematics and Statistics
Subject Expertise
- SIE
- Series 79
- Series 9
- Series 6
- +42 subjects

Joyce: Salt Lake City SIE test prep instructor
...planning and a passion for learning. I understand the challenges students can face, as I've personally encountered and overcome them. My journey has equipped me with valuable study and teaching skills that can make a real difference in your academic success. I'm not just here to give you answers; I'm here to guide you toward them, fostering active learning and critical thinking. I have a deep passion for helping individuals reach their goals, and I'm...
Education & Certification
- Rutgers University-Newark - Bachelor in Arts, Economics
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 52
- Series 7 - General Securities Representative Exam (Stockbroker)
- +31 subjects

Nancy: Salt Lake City SIE test prep instructor
I enjoy teaching a variety of subjects. As a college economics major with an MBA, and as former investment banker with many years of experience there (now retired), I enjoy teaching finance, accounting, and econ as well as the various secrutities licensing tests. But my avocations are history and literature and I love teaching them as well--whether through assisting with regular school homework and test preparation, or through SAT/ACT prep, or through AP/SAT subject test...
Education & Certification
- Rhodes College - Bachelor in Arts, Economics
- Harvard Business School - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 7
- Series 6
- Series 79
- +85 subjects

John: Salt Lake City SIE test prep instructor
My name is John Walker. I am a seasoned veteran in the financial and insurance industries. I look forward to putting my personal experience, education, and training to work for you. I hope to work with up-and-coming professionals to ensure you meet and exceed your goals!
Education & Certification
- Florida State College at Jacksonville - Bachelor of Science, Business Administration and Management
Subject Expertise
- SIE
- Series 65
- Insurance License
- Series 63
- +10 subjects

Kevin: Salt Lake City SIE test prep instructor
...Louis (Olin School of Business: Finance emphasis) and also received my Bachelor of Science in Accounting from Truman State University. Both students and parents say that I help students succeed and realize their own potential with improved confidence, grades and test scores. Because I have over 20 years of "real life" professional experience and have traveled extensively, I am able to provide you real life examples to help understand the value of learning the topics...
Education & Certification
- Truman State University - Bachelor of Science, Accounting
- Washington University in St Louis - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 63
- Series 79
- Series 66
- +41 subjects

Roman: Salt Lake City SIE test prep instructor
...SIE, Life Ins, Health Ins, and LTC Ins - And I've passed all of them on the first attempt. I've actually passed the Series 7 twice! I'm passionate about personal finance and love helping others understand the concepts needed to pass these exams. It's a great field to work in, so I truly enjoy whenever I'm able to help someone pass the entry or advancement exams! My goal as your tutor is simple: To help...
Education & Certification
- Virginia Commonwealth University - Bachelor of Science, Mechanical Engineering
Subject Expertise
- SIE
- Series 63
- Series 65
- CFP
- +60 subjects

Joseph Fon: Salt Lake City SIE test prep instructor
As a wealth management professional, I have learned that my personal success is tied to how well I succeed in managing my clients wealth and that my success is tied to their success. As their wealth increases, so too does my satisfaction, happiness and compensation. As a Varsity Instructor, I will maintain the same values even though there will be no assets to manage.
Education & Certification
- University of New Orleans - Bachelor of Science, Business Administration and Management
- University of Alabama - Master of Science, Economics
Subject Expertise
- SIE
- Series 6
- Series 22
- UK A Level French
- +5 subjects

Robin: Salt Lake City SIE test prep instructor
...as a professor and my hands on experience in the investment world has allowed me to engage with students at various stages of their educational journeys, tailoring my approach to suit their unique needs. I hold an MBA from Stetson University and a B.A. from the University of British Columbia. I tutor subjects related to finance, business, and preparation for FINRA certifications (Series 6, 7, 63, 65 and 66). My teaching philosophy revolves around fostering...
Education & Certification
- University of British Columbia - Bachelor in Arts, Psychology
- Daytona State College - Associate in Arts, Accounting
- Stetson University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 63
- Series 65
- Series 7
- +23 subjects

Zachary: Salt Lake City SIE test prep instructor
...in college and was put through a TD Ameritrade's training program to pass the Series 7 and Series 63 Licenses. The program I have learned is designed specifically to teach you the information you need to know to pass and skip out on all the fluff. I have a vast understanding of the "test world" concepts and their real world applications. If you are looking for a tutor who can break down the concepts into...
Education & Certification
- Troy University - Bachelor in Arts, Finance
Subject Expertise
- SIE
- Series 24
- Series 63
- Series 7
- +12 subjects

Jennifer: Salt Lake City SIE test prep instructor
...who were preparing for SAT. Most recently, I obtained the SIE, series 7, and series 66 licenses. While I am capable of tutoring a broad range of subjects, I am more interested in helping students/clients prepare for certification exams such as the SIE, Series 7, 63, 65, 66, pharmacy technician certification exam (PTCE) etc. I have got tips and tricks on how to pass these exams in one sitting. In addition, I will incorporate real-world...
Education & Certification
- Fort Valley State University - Bachelor of Science, Biology, General
Subject Expertise
- SIE
- Series 86
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 65
- +18 subjects

Sang-Hoon: Salt Lake City SIE test prep instructor
I graduated from Columbia College in Columbia University in 1996 with a degree in Economics. I look forward to teaching students and learners and have a positive influence in your education and experience.
Education & Certification
- Columbia University in the City of New York - Bachelor of Science, Economics
Subject Expertise
- SIE
- CAIA Level I
- CAIA Level II
- Series 63
- +103 subjects