51Թ has a Seattle SIE course designed to give you a more convenient way to prepare for the SIE. Studying for the SIE can be a stressful experience, especially if you're a working professional or a busy student from schools like Seattle University or Seattle Pacific University. Traditional SIE review courses may not be the most attractive and practical choice since these courses require you to travel to the review center. If you're a person who already has a lot of other personal commitments, errands, or if you're occupied with work on weekdays, you might not have the chance to attend regular SIE review classes. The Seattle SIE prep course can be taken entirely online and you still study with your instructor and classmates in a live, virtual classroom. This means a Seattle SIE class is still interactive and you can get instant replies when you ask questions about the exam.
What are some of the topics a Seattle SIE class can cover?
You will cover key concepts and topics tested in the SIE. It's important to familiarize yourself with the content and format of the exam and how questions are presented so that you can answer with more confidence on exam day. Your Seattle SIE class instructor can give a comprehensive review of the different sections of the test and you can work with a group in answering questions similar to those that appear on the actual SIE.
Knowledge of Capital Markets is the first section. It has 12 multiple-choice questions that cover topics such as regulatory agencies, market structure, offerings, and economic factors. This first section is equal to 16% of your total exam score.
The second section is Understanding Products and Their Risks. This has 33 multiple-choice questions that test you on categories like investment risks, municipal fund securities, real estate investment trusts (REITs), and MSRB rules. It corresponds to 44% of the exam.
Understanding Trading, Customer Accounts, and Prohibited Activities is the third section and it has 23 multiple-choice questions. The questions cover categories like customer accounts and compliance consideration; trading, settlement, and corporate actions; and NASD rules. This section makes up 31% of the exam.
The fourth section is Overview of the Regulatory Framework, which has 7 multiple-choice questions that test you on topics like SEC rules, employee conduct, and continuing education. This section makes up 9% of the exam.
What are the advantages of enrolling in a Seattle SIE course?
The SIE course with 51Թ is a chance for you lessen the stress that's associated with test prep or reviews. Since the course is conducted online, it takes out the hassle of commuting to school or worrying about getting a class schedule that fits your availability. We actually have a wide range of course times you can enroll in and there are also weekend courses perfect for employees working on weekdays. All you need is your internet connection and you can participate in the live, interactive class. Log into your account and you can see, hear, and ask questions to your instructor and work together with other aspiring professionals in the securities industry. You can choose where you want to set up your study area - it can be your bedroom, kitchen, living room, or even a café near your home.
Aside from a very convenient way to do your SIE review, the course also has expert and highly qualified instructors. They have years of experience in the industry and in helping prepare students for the SIE, so you are in good hands all throughout your review. If you have questions about specific topics like anti-money laundering (AML), debt instruments, hedge funds, or any other topic under the SIE that you prefer to discuss outside of class, the course also gives you the opportunity to set aside one-on-one time with your instructor. This is another advantage of the course that may not be always available in a regular or traditional SIE review.
How can I enroll in a Seattle SIE course?
The SIE is your first step to securing a career in the securities industry. There are other requirements such as a background check and another qualification exam for the specific business you want to enter. However, you need to pass the SIE first in order to earn a shot at the qualification exam. If you are looking for a more convenient way to get started with your SIE test prep, call 51Թ now and ask our educational consultants for more info about our Seattle SIE course.
Bud: Seattle SIE course instructor
Teaching students is very rewarding. Many of my students moved on to universities around the US and still kept in touch.
Education & Certification
- University of Washington-Seattle Campus - Bachelor of Science, Mathematics
- New York University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 6
- +61 subjects
Zachary: Seattle SIE course instructor
...and Series 65 will I was still in college and was put through a TD Ameritrade's training program to pass the Series 7 and Series 63 Licenses. The program I have learned is designed specifically to teach you the information you need to know to pass and skip out on all the fluff. I have a vast understanding of the "test world" concepts and their real world applications. If you are looking for a tutor...
Education & Certification
- Troy University - Bachelor in Arts, Finance
Subject Expertise
- SIE
- Series 65
- Series 24
- Series 63
- +12 subjects
Evan: Seattle SIE course instructor
...from Northwestern University with a degree in economics. I subsequently passed all 3 levels of the CFA examination process. I have worked in Investment Banking (Barclays Investment Bank) where I performed complex financial analyses before subsequently working in Private Equity. Most recently, I served as a Director of Finance for a Private Equity owned enterprise. I have helped many students in statistics, economics, managerial accounting, financial accounting and finance. I enjoy tutoring and it gives...
Education & Certification
- Northwestern University - Bachelor in Arts, Economics
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 63
- Series 65
- +27 subjects
Raman: Seattle SIE course instructor
...an educator or a coach. My passion is to teach my clients on how build a robust financial plan, however my passion goes beyond that. At 51Թ, my vision is to help you achieve your goal of successfully passing the Series 7, Series 63, Series 65, Series 66, State Life & Health Insurance License, the CFP curriculum and the exam, ChFC curriculum and anything related to the finance and financial services industry. Reading material...
Education & Certification
- University of Houston-Downtown - Bachelor in Business Administration, Finance
- Rice University - Certificate, Financial Planning
Subject Expertise
- SIE
- Series 6
- RICP - Retirement Income Certified Professional
- Series 65
- +25 subjects
Joseph: Seattle SIE course instructor
...attain their goals and objectives. I am very compassionate and patient with my students, especially those studying for FINRA and State Insurance Licensing exams. I have created unique study plans and practice exam questions that have assisted my students to pass their exams without any doubt about their capabilities. I'm happy to help you succeed in all FINRA and State Insurance Exams tutoring. Your passing grade is both of our goals! I welcome all students...
Education & Certification
- Yeshiva University - Bachelor of Science, Economics
- Western Governors University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 26
- Series 65
- Series 4
- +48 subjects
William: Seattle SIE course instructor
...progress through their career by helping to add different licenses. I have experience with a variety of different educational products including, Kaplan, ExamFX, Training Consultants, STC and Achievable. I am Series 7, 9, 10, 24, 63 and 65 (66) licensed and have multiple industry designations (CAS, CMFC, AAMS, CRPC and ARPC). My tutoring approach is tailored to each student's unique learning style and pace, ensuring that they grasp the concepts and strategies needed to pass...
Education & Certification
- Malone University - Bachelor in Arts, Accounting and Business Management
Subject Expertise
- SIE
- Series 11
- Series 3
- Series 66
- +30 subjects
James: Seattle SIE course instructor
...banker with JPMorgan Chase. I was a college baseball player at the University of Mount Union where I majored in Sport Business and Business management. Since then I have completed my MBA with Walden University in 2018 and will be completing my Masters of Science in Leadership and Management with Purdue Global in 2022. I have a passion for coaching and sharing my experiences in hopes of allowing other to realize their own goals.
Education & Certification
- University of Mount Union - Bachelor in Arts, Business Administration and Management
- Walden University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 63
- Series 6
- Productivity
- +34 subjects
Brendan Daniel : Seattle SIE course instructor
...asset hedge fund. I focus on the fund's DeFi investment strategy, blockchain research, and protocol risk management. For students, (and interns), I have taught solidity, python, CFA level 1 and 2 material, Series 7, 63, and 65. I have also taught financial modeling, smart contract development, data analysis, and machine learning model development in python. (CFA material includes micro/macro economics, financial statement analysis, equity/fixed income valuation, derivatives, portfolio management and theory, alternative investments, and quantitative...
Subject Expertise
- SIE
- CFA
- Series 57
- Series 3
- +62 subjects
Hajra: Seattle SIE course instructor
...colleagues to pass the different FINRA exams. I understand the pressure of learning the materials and then passing the exams in the allotted time frames given. I am passionate about helping people pass the professional exams and achieving their goals. I aim to be a resource to people, and letting them set the pace. I enjoy traveling when I can, either locally or internationally. Some of my favorite jaunts are those unassuming places that my...
Education & Certification
- American International College - Bachelor of Science, Business Administration and Management
Subject Expertise
- SIE
- Series 63
- Series 7
- Series 22
- +9 subjects
Ben: Seattle SIE course instructor
...to assist the kiddos with their homework assignments. Upon graduation, I began a career as a financial professional, where I advised families, individuals, and businesses by taking complex (and often confusing) financial subject matter and breaking them down into simple steps. I've always been passionate about learning, and I believe any subject (yes, even the "boring" ones) if given proper care and attention can bring a profound sense of achievement and meaning to our lives....
Education & Certification
- Lee University - Bachelor of Science, Health Services Administration
Subject Expertise
- SIE
- Series 6
- Series 63
- College Economics
- +45 subjects
Victoria: Seattle SIE course instructor
...of subjects, I am most passionate about business, economics, leadership, personal finance, and securities licensing. In my experience helping students prepare for complex exams, we always seem to have the most success when we have discovered the student's learning style and thought-process. I believe learning should be an engaging, inspiring activity where the student can envision how their new knowledge will apply to real-life scenarios. I am also a firm proponent of education, believing it...
Education & Certification
- University of South Alabama - Bachelor of Science, Biology, General
- Florida Atlantic University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 51
- Series 6
- Series 66
- +35 subjects
David: Seattle SIE course instructor
Education & Certification
- University of Massachusetts-Dartmouth - Bachelor in Arts, Political Economy
Subject Expertise
- SIE
- Series 63
- Series 9
- Series 65
- +16 subjects
Danny: Seattle SIE course instructor
...have been a sales leader in the financial services industry for over 25 years and I retired a senior NCO in the Army Reserve serving for 23 years. I've had the pleasure of mentoring training and leading sales people and soldiers most of my adult life and coaching and developing has been my passion. I have the Series 7 license, Series 66, Series 63, Series 24, and Series 9 and 10. In addition, I also...
Education & Certification
- Pace University-New York - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Insurance License
- Series 63
- Series 10
- +11 subjects
John: Seattle SIE course instructor
I want to serve the academic needs of students in the areas of history, math, and finance. I have taught middle school math and US History for almost 20 years and am passionate about helping students in those areas. I also would work with people looking for help with exams to gain financial licenses such as the series 6 or 63.
Education & Certification
- Lycoming College - Bachelor in Arts, Economics
- Alvernia University - Masters in Education, Urban Education and Leadership
Subject Expertise
- SIE
- Series 63
- FINRA - Financial Industry Regulatory Authority
- Series 6
- +57 subjects
Ross: Seattle SIE course instructor
...SIE and passed it and helped other people pass the SIE. I am most passionate about History. In my experience helping struggling students prepare for Standardized Tests, we always seem to have the most fun. I am a firm proponent of education, believing it to be absolutely necessary for an improved quality of life, and I try to impart this appreciation to all of my students. In my spare time, I enjoy reading that which...
Education & Certification
- University of New Haven - Bachelor in Arts, Political Science and Government
- Mercy College - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 79
- FINRA - Financial Industry Regulatory Authority
- Series 7
- +22 subjects
Ryan : Seattle SIE course instructor
Hi, I am a writer of fiction and non-fiction. I worked as an award-winning journalist in Montana and Wisconsin and have been writing in some form for about 20 years. I am currently studying for FINRA's Series 7 exam.
Education & Certification
- The University of Montana - Bachelor in Arts, Journalism
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Journalism
- GRE Verbal
- +12 subjects
Bryan: Seattle SIE course instructor
...with the material covered in FINRA Licensing Exams (SIE, Series 7, Series 63/66). In my experience helping students prepare for Licensing Exams, I have enjoyed seeing learners become more confident in their knowledge of financial products, industry regulations, and market mechanics. I am enthusiastic about learning and believe that anyone can grasp complex material, no matter how difficult. I believe that mastering challenging material empowers individuals to believe in their abilities and strive for ongoing...
Education & Certification
- University of Utah - Bachelor in Arts, Finance
Subject Expertise
- SIE
- Series 7
- FINRA - Financial Industry Regulatory Authority
- Series 66
- +5 subjects
Haazim: Seattle SIE course instructor
I am your trusted Tutor and financial partner for your educational journey as a financial professional. I look forward to helping you to master the information with a keen attention to detail, with your willingness to approach this learning process with an open mind. I look forward to helping you to meet your specific needs and to foster and environment for continuous growth.
Education & Certification
- Howard University - Bachelor in Arts, English
Subject Expertise
- SIE
- Series 63
- Series 65
- Insurance License
- +4 subjects
DeSean: Seattle SIE course instructor
...students, because I was a student once. During undergraduate, I tutored students in Statistics and College Algebra. I completed my undergraduate with a B.S.B.A. in Personal Financial Planning, a B.S.B.A. in Finance, and a B.A. in Communication Studies. I do not like micromanagement, although I do believe a tutor and student should have a vested interest to benefit the student. In my free time, I enjoy long walks with my wife and playing the alto....
Education & Certification
- Kutztown University of Pennsylvania - Bachelor of Science, Finance
- Kutztown University of Pennsylvania - Bachelor of Science, Financial Planning
- Kutztown University of Pennsylvania - Bachelor in Arts, Communication, General
Subject Expertise
- SIE
- Series 6
- Series 63
- Languages
- +13 subjects
Zachary: Seattle SIE course instructor
Recent graduate from the Masters program in Finance from the University of Miami. Looking to help students expand their understanding of Math, Finance, and Economics.
Education & Certification
- Florida State University - Bachelor of Science, Finance
- University of Miami - Master of Science, Finance
Subject Expertise
- SIE
- CFA
- Series 66
- Series 7
- +35 subjects