If your goal is to take the Securities Industry Essentials (SIE) exam to move forward on the path toward becoming a securities industry professional, 51Թ can connect you with a Seattle SIE tutor or online course. Any individual who is interested in beginning a career in securities can benefit from an academic mentor or class before taking this exam. By taking a Seattle SIE prep course or working with a private academic mentor, you can receive a more comprehensive overview of the material than if you were to study by yourself.
What are the main concepts covered during Seattle SIE prep?
If you attended Seattle University, Seattle Pacific University, or any other school in the surrounding area, SIE prep is helpful to review the concepts that prospective securities industry professionals must know. The SIE is a 75-question multiple-choice exam that requires a 70 percent score in order to pass. It should be noted that passing the exam alone does not qualify an individual for registration with a FINRA member or firm. An individual must pass the SIE and the qualification exam appropriate for the type of securities business they wish to engage in (Series 7, Series 22, Series 52, Series, 79, etc.).
The exam covers a variety of topics and important concepts that are fundamental to working in the industry, such as regulatory agencies and their functions, the structure of the securities industry markets, as well as types of products and their risks. With such a comprehensive exam, it is obvious how important preparation is in order to help you reach for your goals.
During Seattle SIE prep, an instructor can help go over the different concepts that will likely be featured on the exam, like monetary vs. fiscal policy, international economic factors, and debt instruments. They can also teach test strategies to increase your chances of guessing correctly if you are unfamiliar with specific questions on the exam.
What are some of benefits of SIE Prep?
There are two different types of prep that 51Թ can set you up with: online courses or private tutoring. Whether you prefer learning in a classroom setting or would like one-on-one instruction, 51Թ can cover all your bases.
If you find that you are more comfortable in the familiar setting of a classroom, it may be in your best interest to enroll in an online Seattle SIE prep class. The prep class allows you to take advantage of our Live Learning Platform that features video chat and an online whiteboard. In an online class, you will be working with other students who are also interested in passing the SIE. You can interact with classmates as well as your instructor, just as if you were sitting in a physical classroom. This means that you will be able to share your knowledge with fellow students as well as get instant feedback from your instructor.
If you would like to supplement your in-class experience with additional face-to-face instruction, you can connect with a private instructor. Tutoring gives you additional control of what you review, and you can spend your time as you see fit. An instructor can help you work more effectively by addressing your weaknesses and can help deepen your understanding of a wide range of topics like municipal fund securities and investment returns.
An academic mentor can allow you to dictate the pace of your sessions in order to maximize your efficiency. An instructor can also teach test-taking skills that might help you work more effectively through questions on the exam and help give you more confidence going into exam day.
You can choose between an online course, one-on-one instruction, or, if you think you could benefit from each, you can choose both. And no matter what you choose, you'll receive accurate information from a highly knowledgeable instructor.
How can I get set up with Seattle SIE preparation?
Whether it's in your best interest to learn in an online class or through individual tutoring, your prep will be led by an instructor who is knowledgeable in both the content and the format of the SIE. With flexible scheduling as well as online access to classes and tutoring, even if you find that your schedule is jam-packed, you can still find the time for exam prep. If you are interested in how professional test preparation can help you, give us a call. By reaching out to 51Թ about Seattle SIE prep, you can have all your questions answered by our educational consultants so you can make the decision that's right for you.
Education & Certification
- University of Washington-Seattle Campus - Bachelor of Science, Mathematics
- New York University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 63
- Series 6
- +61 subjects

Zachary: Seattle SIE test prep instructor
...industry and give investment advice to our high networth clients 1mm+ in assets. I passed the SIE and Series 65 will I was still in college and was put through a TD Ameritrade's training program to pass the Series 7 and Series 63 Licenses. The program I have learned is designed specifically to teach you the information you need to know to pass and skip out on all the fluff. I have a vast understanding...
Education & Certification
- Troy University - Bachelor in Arts, Finance
Subject Expertise
- SIE
- Series 28
- Series 65
- Series 66
- +12 subjects

Evan: Seattle SIE test prep instructor
...or Accounting work, or CFA exam prep I graduated Summa Cum Laude (top 5% of my class) from Northwestern University with a degree in economics. I subsequently passed all 3 levels of the CFA examination process. I have worked in Investment Banking (Barclays Investment Bank) where I performed complex financial analyses before subsequently working in Private Equity. Most recently, I served as a Director of Finance for a Private Equity owned enterprise. I have helped...
Education & Certification
- Northwestern University - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 24
- CFA
- Series 63
- +27 subjects

Raman: Seattle SIE test prep instructor
...decade of experience in the financial planning industry. I have completed my Bachelors in Finance and have successfully passed the FINRA Series 7, Series 66, State Life & Health Insurance License, and the CFP Exam. Being a Financial Planner is no different than being an educator or a coach. My passion is to teach my clients on how build a robust financial plan, however my passion goes beyond that. At 51Թ, my vision is...
Education & Certification
- University of Houston-Downtown - Bachelor in Business Administration, Finance
- Rice University - Certificate, Financial Planning
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- CFP
- Insurance License
- +25 subjects

Joseph: Seattle SIE test prep instructor
...to attain their goals and objectives. I am very compassionate and patient with my students, especially those studying for FINRA and State Insurance Licensing exams. I have created unique study plans and practice exam questions that have assisted my students to pass their exams without any doubt about their capabilities. I'm happy to help you succeed in all FINRA and State Insurance Exams tutoring. Your passing grade is both of our goals! I welcome all...
Education & Certification
- Yeshiva University - Bachelor of Science, Economics
- Western Governors University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 57
- Series 3
- Series 7
- +48 subjects

William: Seattle SIE test prep instructor
...I specialize in helping students with options and margin. I get my most enjoyment from assisting students progress through their career by helping to add different licenses. I have experience with a variety of different educational products including, Kaplan, ExamFX, Training Consultants, STC and Achievable. I am Series 7, 9, 10, 24, 63 and 65 (66) licensed and have multiple industry designations (CAS, CMFC, AAMS, CRPC and ARPC). My tutoring approach is tailored to each...
Education & Certification
- Malone University - Bachelor in Arts, Accounting and Business Management
Subject Expertise
- SIE
- Series 99
- Series 53
- Series 3
- +30 subjects

James: Seattle SIE test prep instructor
...licensed banker with JPMorgan Chase. I was a college baseball player at the University of Mount Union where I majored in Sport Business and Business management. Since then I have completed my MBA with Walden University in 2018 and will be completing my Masters of Science in Leadership and Management with Purdue Global in 2022. I have a passion for coaching and sharing my experiences in hopes of allowing other to realize their own goals.
Education & Certification
- University of Mount Union - Bachelor in Arts, Business Administration and Management
- Walden University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 6
- Series 63
- Microsoft Excel
- +34 subjects

Brendan Daniel : Seattle SIE test prep instructor
...my own firm. Currently, I am a level 3 CFA candidate and portfolio manager for my digital asset hedge fund. I focus on the fund's DeFi investment strategy, blockchain research, and protocol risk management. For students, (and interns), I have taught solidity, python, CFA level 1 and 2 material, Series 7, 63, and 65. I have also taught financial modeling, smart contract development, data analysis, and machine learning model development in python. (CFA material includes...
Subject Expertise
- SIE
- Series 65
- Series 7
- Series 57
- +62 subjects

Hajra: Seattle SIE test prep instructor
...holding various positions within the finance sector. In my professional setting I have helped and trained fellow colleagues to pass the different FINRA exams. I understand the pressure of learning the materials and then passing the exams in the allotted time frames given. I am passionate about helping people pass the professional exams and achieving their goals. I aim to be a resource to people, and letting them set the pace. I enjoy traveling when...
Education & Certification
- American International College - Bachelor of Science, Business Administration and Management
Subject Expertise
- SIE
- Series 65
- Series 7
- Series 66
- +9 subjects

Ben: Seattle SIE test prep instructor
...them down into simple steps. I've always been passionate about learning, and I believe any subject (yes, even the "boring" ones) if given proper care and attention can bring a profound sense of achievement and meaning to our lives. While I tutor a wide variety of subjects, I am most passionate about Mathematics, Business, Writing, and History. In my spare time, I enjoy rock climbing, watching CrashCourse videos on YouTube, designing mobile applications, hiking with...
Education & Certification
- Lee University - Bachelor of Science, Health Services Administration
Subject Expertise
- SIE
- Series 6
- Series 63
- Elementary School Math
- +45 subjects

Victoria: Seattle SIE test prep instructor
...and I am a Certified Financial Planner. I also have several industry licenses; series 7, 66, 51, 24, and 2-15. I am passionate about personal financial literacy and have previously taught financial literacy classes to high school students. While I tutor a broad range of subjects, I am most passionate about business, economics, leadership, personal finance, and securities licensing. In my experience helping students prepare for complex exams, we always seem to have the most...
Education & Certification
- University of South Alabama - Bachelor of Science, Biology, General
- Florida Atlantic University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 6
- Exam IFM - Investment and Financial Markets
- Series 63
- +35 subjects
Education & Certification
- University of Massachusetts-Dartmouth - Bachelor in Arts, Political Economy
Subject Expertise
- SIE
- Series 66
- Series 7
- Series 6
- +16 subjects

Danny: Seattle SIE test prep instructor
...leading sales people and soldiers most of my adult life and coaching and developing has been my passion. I have the Series 7 license, Series 66, Series 63, Series 24, and Series 9 and 10. In addition, I also have my New Jersey Life and Health Insurance licenses. I am here to help you develop a plan for success. I will set you up to the best of my abilities for test day and make...
Education & Certification
- Pace University-New York - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 7
- Series 10
- Series 86
- +11 subjects

John: Seattle SIE test prep instructor
I want to serve the academic needs of students in the areas of history, math, and finance. I have taught middle school math and US History for almost 20 years and am passionate about helping students in those areas. I also would work with people looking for help with exams to gain financial licenses such as the series 6 or 63.
Education & Certification
- Lycoming College - Bachelor in Arts, Economics
- Alvernia University - Masters in Education, Urban Education and Leadership
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 63
- Series 6
- +57 subjects

Ross: Seattle SIE test prep instructor
...worked in government in economic development which caused a love for finance. I have studied for the SIE and passed it and helped other people pass the SIE. I am most passionate about History. In my experience helping struggling students prepare for Standardized Tests, we always seem to have the most fun. I am a firm proponent of education, believing it to be absolutely necessary for an improved quality of life, and I try to...
Education & Certification
- University of New Haven - Bachelor in Arts, Political Science and Government
- Mercy College - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 7
- Series 24
- FINRA - Financial Industry Regulatory Authority
- +22 subjects

Ryan : Seattle SIE test prep instructor
Hi, I am a writer of fiction and non-fiction. I worked as an award-winning journalist in Montana and Wisconsin and have been writing in some form for about 20 years. I am currently studying for FINRA's Series 7 exam.
Education & Certification
- The University of Montana - Bachelor in Arts, Journalism
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Elementary School Writing
- Introduction to Fiction
- +12 subjects

Bryan: Seattle SIE test prep instructor
...Utah. I received my Bachelor of Science in Finance. I have worked in Financial Services for nearly 10 years, and have specialized in Adult Learning and Development within the industry since 2018. While I tutor a variety of subjects, I especially enjoy helping students with the material covered in FINRA Licensing Exams (SIE, Series 7, Series 63/66). In my experience helping students prepare for Licensing Exams, I have enjoyed seeing learners become more confident in...
Education & Certification
- University of Utah - Bachelor in Arts, Finance
Subject Expertise
- SIE
- Series 66
- Series 63
- Series 7 - General Securities Representative Exam (Stockbroker)
- +5 subjects

Haazim: Seattle SIE test prep instructor
I am your trusted Tutor and financial partner for your educational journey as a financial professional. I look forward to helping you to master the information with a keen attention to detail, with your willingness to approach this learning process with an open mind. I look forward to helping you to meet your specific needs and to foster and environment for continuous growth.
Education & Certification
- Howard University - Bachelor in Arts, English
Subject Expertise
- SIE
- Insurance License
- Series 65
- Series 6
- +4 subjects

DeSean: Seattle SIE test prep instructor
...a student once. During undergraduate, I tutored students in Statistics and College Algebra. I completed my undergraduate with a B.S.B.A. in Personal Financial Planning, a B.S.B.A. in Finance, and a B.A. in Communication Studies. I do not like micromanagement, although I do believe a tutor and student should have a vested interest to benefit the student. In my free time, I enjoy long walks with my wife and playing the alto. saxophone.
Education & Certification
- Kutztown University of Pennsylvania - Bachelor of Science, Finance
- Kutztown University of Pennsylvania - Bachelor of Science, Financial Planning
- Kutztown University of Pennsylvania - Bachelor in Arts, Communication, General
Subject Expertise
- SIE
- Series 63
- Series 6
- Stock Trading 101: Investing Basics
- +13 subjects
Education & Certification
- Florida State University - Bachelor of Science, Finance
- University of Miami - Master of Science, Finance
Subject Expertise
- SIE
- Series 66
- CFA
- CPA
- +35 subjects