51Թ can set you up for Series 99 test preparation classes that give you a personalized one on one experience. Unlike the classroom, custom Series 99 classes are all about you and your individual needs. You don't have to spend time in your individual Series 99 prep course on areas that you already know well, and you can learn about the topics you need to know better in more efficient ways. Contact our Educational Directors to find out more about how Series 99 test prep can give you the exact instruction you need or keep on reading below.
When you sit for the Operations Professional Exam, you'll have to recall and apply a lot of information. One on one Series 99 prep focuses on helping you do just that. Whether you need to get a better understanding of client management, reporting transactions, staying compliant with regulations, or other aspects of working in operations for your sponsoring firm, Series 99 courses can accommodate you. If you don't have a good idea of where you should spend your time studying, your Series 99 test prep instructor is ready to perform an assessment of your strengths and knowledge gaps. Using this information, your Series 99 course can be customized to ensure you're always making progress towards your goal of certification.
There are two major job functions covered on the Operations Professional Exam. The following table gives you an idea of what you can work on during Series 99 prep sessions:
Series 99 Exam Breakdown
| Major Job Functions | Percentage of Exam | Number of Questions |
| Knowledge Associated with the Securities Industry and Broker-Dealer Operations | 70% | 352 |
| Professional Conduct and Ethical Considerations | 30% | 15 |
| Total | 100% | 50 |
There's a lot of information you'll need to know and apply to be successful on the test, and Series 99 tutors know how to help you keep these topics at the front of your mind on exam day. Your Series 99 preparation instructor can teach concepts to you using an approach that meshes with your primary learning style, whether that means discussing the intricacies of securities transfers, diagramming them for you, or providing explanations as you work through practice problems.
Series 99 tutoring isn't only about the concepts about the exam, though. You'll also learn test-taking strategies during Series 99 prep that you can use to reach for your goal score. You have 90 minutes to work through all 50 problems, so time management skills are necessary to ensure you complete the exam. Since the test is multiple-choice, your Series 99 test prep instructor can share techniques for limiting the possibilities of which answer is correct on tough problems. If you experience test anxiety, your Series 99 prep instructor can help you build strategies to stay calm and focused.
At 51Թ, we want your Series 99 class to be easy to attend. We work to find you a Series 99 test prep instructor who can meet at a time that fits into your schedule. We also provide online tools so you can meet with your private Series 99 prep instructor for face to face sessions in a virtual classroom.
If you're ready to get started with personalized Series 99 test prep, contact 51Թ today.
Ranga: Series 99 test prep instructor
I am highly passionate about teaching professional courses and helping students to be successful in their academics and career. My core subjects are business management, project management, agile development life cycle, Lean methodologies, and Six Sigma. I also help develop students knowledge and skills on Microsoft Excel, Word, Powerpoint, MS Access, MS Visio, MS Project and teach some of the most frequently used features, format, formulas.
Education & Certification
- University of Madras - Bachelor in Arts, Administrative Assistance and Secretarial Science
- Indira Gandhi National Open University - Master of Science, Computer Science
Subject Expertise
- Series 99
- SAFe - Scaled Agile Framework Exam
- Six Sigma
- IB Business & Management
- +31 subjects
Karen: Series 99 test prep instructor
...graduated with a master's degree from Ashwood University in business administration. In addition, I hold an English teaching certificate. Since I graduated, I've taught or coached in several areas. However, my primary focus has been on Series licensing. I help students with all licenses such as SIE, 6, 63, 7 65.66, 24 and many more. Many students struggle with the concepts of the SIE exam. I can break it down for you and relate it...
Education & Certification
- Ashwood University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- Series 99
- Series 65
- Series 66
- Series 6
- +24 subjects
Hal: Series 99 test prep instructor
...(stockbroker), trust advisor, and wealth advisor. I worked the broker-dealer channel, the bank channel, and the independent channel. I developed and took an introducing brokerage firm through the entire FINRA (then NASD) creation and registration process. I attended what was then a week-long Brokers Option Course at the Chicago Board of Options and followed that as the designated options trader for a firm. I have over twenty years of teaching experience at the college and...
Education & Certification
- Frostburg State University - Bachelor of Science, Accounting and Business Management
- Frostburg State University - Master of Science, Management Science
Subject Expertise
- Series 99
- Series 65
- Series 7
- Series 10
- +171 subjects
Mary: Series 99 test prep instructor
...quantitative trading roles. I became a market maker, providing liquidity to the public orders, a specialist, keeping an orderly book of all public orders, and floor manager, overseeing the daily operations. The environment was dynamic, highly demanding, requiring laser focus, preparation and stamina. An integral member of the firm, collaborating with other member firms and the Board of Governors, serving on committees, worked on new business initiatives, recruiting and training new hires from top universities....
Education & Certification
- Dickinson College - Bachelor in Arts, Economics
- Northwestern University - Masters in Business Administration, Finance
Subject Expertise
- Series 99
- Series 16
- CFA
- Series 51
- +109 subjects