Contact 51Թ for a Series 9/10 course that can help you prepare well for the exam. A Series 9/10 course can give you tools and personalized instruction. A Series 9/10 class is a great opportunity to make the most of your preparation time before this exam.
The Series 9/10 exam is designed to test a person's knowledge of rules for sales activities at a general securities-oriented branch office. Those who pass the exam are able to sell corporate securities, money market funds, asset-backed securities, and many other offerings on behalf of an organization. Series 9/10 courses can help you become more aware of the layout and content of the exam. Below is the layout of the Series 10 section of the exam:
| Series 10 Section | Focus | Number of Questions |
| Section 1 | Supervise Associated Persons and Personnel Management Activities | 28 |
| Section 2 | Supervise the Opening and Maintenance of Customer Accounts | 49 |
| Section 3 | Supervise Sales Practices and General Trading Activities | 52 |
| Section 4 | Supervise Communications with the Public | 16 |
Below is a table detailing the layout of the Series 9 section of the exam:
| Series 9 Section | Focus | # of Questions |
| Section 1 | Supervise the Opening and Maintenance of Customer Options Accounts | 18 |
| Section 2 | Supervise Sales Practices and General Options Trading Activities | 19 |
| Section 3 | Supervise Options Communications | 5 |
| Section 4 | Supervise Associated Persons and Personnel Management Activities | 13 |
Series 9/10 classes take place online. Our Live Learning Platform allows you to meet with your instructor for your Series 9/10 prep course from anywhere with an internet connection. By making it easier to attend your Series 9/10 prep class, we remove a potential barrier to effective test preparation.
Series 9/10 prep courses take place in a one-on-one learning environment. In these sessions, Series 9/10 prep classes allow you to make decisions about what you need for your preparation. You don't have to learn information that is already familiar to you. Rather, you are able to focus your energies on the parts of the exam that are most difficult for you. In a Series 9/10 Prep course, you can tailor your sessions to your learning style. You can watch instructional videos, work through practice questions, or read through materials relevant to the exam depending on which way you learn best.
In a Series 9/10 course, your instructor can assess your abilities and make a plan based on your needs. Whatever your particular goals for the exam and your study time, you and your instructor for your Series 9/10 Prep course can divide your time into manageable units that help you pursue these goals. In addition to using your time more effectively, this sort of study planning can help you build confidence before the exam.
During a Series 9/10 prep course, you are also able to devote time to test-taking strategies. You and your instructor in your Series 9/10 prep class can investigate the specific types of questions that appear on the exam and prepare for the specific challenges they present. Test-taking strategies can help you make the most of the time you spend taking the test and can also increase your comfort and confidence as you enter the exam.
Series 9/10 prep classes from 51Թ are a great opportunity for you to make the most of your time preparing for this exam. Whether you are hoping to advance within your current organization or you want to expand your career prospects, a Series 9/10 course can work with you to pursue your goals. If you believe the flexibility, adaptability, and resources that a Series 9/10 prep course offers would be beneficial for you, contact an educational consultant online or over the phone today.
David: Series 9 course instructor
Education & Certification
- University of Massachusetts-Dartmouth - Bachelor in Arts, Political Economy
Subject Expertise
- Series 9
- Series 63
- Series 10
- Series 24
- +16 subjects
Nhan: Series 9 course instructor
...I will start my Doctorate program for Business and Corporate Strategies in August 2019. My primary areas of focus are Finra licensing, such as Series 7 and Series 65, along with Economics, Finance and General Accounting. I believe in a thorough and rational approach to learning, where individual problem can be tackle using all available resources. By identify what works for each student, I will provide a unique learning framework for each session, so he...
Education & Certification
- Ohio State University-Main Campus - Bachelor of Science, Applied Physics
- Ohio University-Main Campus - Master of Science, Applied Economics
Subject Expertise
- Series 9
- Series 7
- Series 10
- CPA
- +78 subjects
Michael: Series 9 course instructor
...at a local airport where I teach ground school and flight to student pilots. I really like teaching in general, and enjoy when I can learn something and then pass it on to others. That is what brought me to earn my PhD and my flight instructor certificate, allowing me to teach various areas in finance, such as corporate finance, personal finance, and securities markets, and anything dealing with aviation. I have recently changed my...
Education & Certification
- Capella University - Doctor of Philosophy, Finance
Subject Expertise
- Series 9
- Series 3
- Exam IFM - Investment and Financial Markets
- Series 31
- +16 subjects
Ernesto: Series 9 course instructor
I have decades of experience both in academe as well as in the financial services field, and have helped thousands of adults reach their academic and professional licensing goals.
Education & Certification
- University of Miami - Master of Science, General Literature
- University of Florida - Master of Science, Business Administration and Management
- Argosy University-Chicago - Doctor of Science, Organizational Leadership
Subject Expertise
- Series 9
- Series 6
- Series 7
- Series 65
- +20 subjects
Daniel: Series 9 course instructor
I have been in the financial service industry for over 18 years and I would like to pass on my knowledge and experiences so that others can benefit .
Education & Certification
- Saint Peters College - Bachelor of Science, Business Administration and Management
Subject Expertise
- Series 9
- Series 4
- Series 10
- Series 24
- +4 subjects
Aimee: Series 9 course instructor
...experience with coaching students on MAP testing, test taking strategies, dealing with test anxiety and closing the gap when students are behind through intensive instruction. I have lived in rural Alaska - a.k.a. the "Bush" and used to live in the community where the TV show "The Alaskan Bush People" was filmed! I love helping all students learn, no matter their level, and helping them set their own goals to grow long after they work...
Education & Certification
- George Fox University - Bachelor in Arts, Music Theory and Composition
- Willamette University - Master of Arts Teaching, Special Education
Subject Expertise
- Series 9
- CPA
- CSET - California Subject Examinations for Teachers
- PRAXIS
- +146 subjects
Danny: Series 9 course instructor
...am happy to share my knowledge and experiences with you and help you achieve your goals. I have been a sales leader in the financial services industry for over 25 years and I retired a senior NCO in the Army Reserve serving for 23 years. I've had the pleasure of mentoring training and leading sales people and soldiers most of my adult life and coaching and developing has been my passion. I have the Series...
Education & Certification
- Pace University-New York - Bachelor of Science, Marketing
Subject Expertise
- Series 9
- Series 66
- Series 65
- Series 86
- +11 subjects
Mary: Series 9 course instructor
...top universities. At the time, O'Connor was the largest market maker in the U.S. financial options exchanges and had been looking to partner with a larger financial institution. The firm entered into a joint venture with Swiss Bank creating the opportunity to become part of a newly formed global team deployed as financial engineers in various financial centers - Chicago, Zurich, London, Paris, Tokyo, Hong Kong. My assignment was in the bank's headquarters of Zurich,...
Education & Certification
- Dickinson College - Bachelor in Arts, Economics
- Northwestern University - Masters in Business Administration, Finance
Subject Expertise
- Series 9
- Series 65
- Series 87
- CIMA
- +109 subjects
Brian: Series 9 course instructor
...making, financial literacy, and leadership. While I can tutor a broad range of subjects, I am most passionate about finance, FINRA exams, decision making, financial literacy, and leadership. I am a firm proponent of higher education as well as career connected training, believing each one respectively is necessary for an improved quality of life depending on the personality of the student. I try to impart this perspective with students or working professionals as it tends...
Education & Certification
- Portland State University - Bachelor of Science, Finance
Subject Expertise
- Series 9
- Series 63
- Six Sigma
- Series 10
- +22 subjects
John: Series 9 course instructor
My name is John Walker. I am a seasoned veteran in the financial and insurance industries. I look forward to putting my personal experience, education, and training to work for you. I hope to work with up-and-coming professionals to ensure you meet and exceed your goals!
Education & Certification
- Florida State College at Jacksonville - Bachelor of Science, Business Administration and Management
Subject Expertise
- Series 9
- Series 65
- CFP
- Series 7 - General Securities Representative Exam (Stockbroker)
- +10 subjects
Frank: Series 9 course instructor
I love to teach finance/business/math. I'm happy to share how key concepts and tools are applied in practice, and how they are connected with each other.
Education & Certification
- Shandong Finance Institute - Bachelor in Arts, Marketing
- The Texas AM University System Office - Master of Science, Finance
Subject Expertise
- Series 9
- Series 10
- Series 7
- Series 63
- +22 subjects