51Թ can help you enroll in a Richmond SIE course. The Securities Industry Essentials exam, sometimes referred to simply as the Essentials exam, tests students who want to enter the securities industry. You are required to pass it in order to start your career in the industry. There will be an additional qualification exam that you must pass as well, depending on which business you want to enter. However, the Essentials exam is the first step.
What can I learn when taking a Richmond SIE prep course?
The SIE exam will cover the fundamentals that all securities professionals must know, such as prohibited actions, the different regulatory agencies and their functions, and the types of products and their risks. Whether you studied at Virginia Commonwealth University, the University of Richmond, or another quality university in the area, you have put in a lot of effort to achieve your goal of starting a career in the securities industry. Taking a Richmond SIE class can help give you additional help that you may need to prepare for the final hurdle of taking the test.
The SIE exam lasts for an hour and 45 minutes. It has 75 multiple-choice questions. In order to get a passing score, you must answer 70 percent of the questions correctly.
When taking an SIE class, you can learn about the topics covered on the exam. For example, your class instructor can teach you about reportable events, employee conduct, customer account registrations, books and records and privacy requirements, and the definition and identification of risk types.
What are the benefits of taking a Richmond SIE course?
Taking a Richmond SIE class will allow you to work with other students who have similar goals as you. Surrounding yourself with like-minded individuals can help you remain focused on your mission. At the same time, you can study with people from different backgrounds who have different perspectives on topics covered on the exam. You can exchange ideas and help each other out. Your class instructor can lead discussions that allow students to engage with each other and with the instructor.
You can ask questions that can be answered by the instructor or other students. Similarly, you can chime in and help other students out when they have questions of their own. One of the benefits of studying under the tutelage of an expert instructor is that you can get immediate feedback when you make a mistake or misunderstand a concept.
One of the advantages of our classes is that they are administered over the internet. This way, you can get all of the benefits of a class without having to leave your home. It offers you convenience and saves you time. You won't have to endure a commute in order to take your class. Because these classes are online, they are more accessible to a variety of people.
Taking a class makes it easier to commit to studying a subject. When studying by yourself, it is easy to lose track of your goals, procrastinate, or waste time. However, when you have a class that takes place at a set time and which covers a set curriculum, it is easier to stay on track.
Your instructor might recommend resources or books that you can use to review your studies or delve deeper into the topics covered on the SIE exam during your own time. They might also break up the class into smaller groups and assign goals or projects to each group.
You can use our Live Learning Platform and its tools, such as our virtual whiteboard and video chat, to interact with your instructor and the other students just as you would be able to if you were in the same room. Some students might find themselves needing additional help with certain concepts, such as exchange-traded products, REITs, and hedge funds. If you are one of those students, you can request private time with your instructor outside of class so that you can ask him or her the questions that you have.
How can I enroll in a Richmond SIE course?
Reach out to 51Թ if you want to take a Richmond SIE course. Regardless of how prepared you currently are for the Securities Industry Essentials exam, a comprehensive course taught by a professional instructor can benefit you. It never hurts to give yourself additional preparation; you've worked so hard until now anyway. New classes start each month. Our educational consultants can help you find a course that works best for your schedule and which meets your needs.
Kyle: Richmond SIE course instructor
I have a passion for financial and capital markets and love to teach and educate others. I have worked my entire professional career in financial services utilizing series exam information on a daily basis. I have a Masters of Finance from the University of Notre Dame and work as a investment analyst at a private investment firm. Open to giving career mentorship as well!
Education & Certification
- Texas am - Bachelor of Science, Business and Managerial Economics
- University of Notre Dame - Current Grad Student, Finance
Subject Expertise
- SIE
- Series 7
- Series 6
- Series 65
- +11 subjects
Robert: Richmond SIE course instructor
I am passionate about lifting up the next generation of business leaders. I had amazing tutors when I was in college and business school and I am ready to pay it forward.
Education & Certification
- Carnegie Mellon University - Masters in Business Administration, Business Statistics
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 63
- Series 7
- +25 subjects
Johnny: Richmond SIE course instructor
...Army I was an Instructor and I also studied to become a math teacher, but changed majors into Finance. Every since my military days I enjoy giving back to the community anyway that I can, so I figured why not teach subjects in Finance. My philosophy in teaching is to try to keep it as simple as I can by using analogies and references that is unique to each person and their way of absorbing...
Education & Certification
- University of Houston-Victoria - Bachelor in Business Administration, Finance
Subject Expertise
- SIE
- Series 26
- Series 6
- Series 7 - General Securities Representative Exam (Stockbroker)
- +14 subjects
Jennifer: Richmond SIE course instructor
...positive energy-my students give me the greatest gratification when they are overcoming learning roadblocks-I tutor a broad range of subjects including Professional Certifications, Insurance License, NMLS, SIE, and Series 6. I am a graduate of Eastern Illinois University. I received my Master of Science Degree and Bachelor of Arts Degree in Family and Consumer Science with a Minor in Business Administration. I have over 20 Years of sales, leadership, mentoring and coaching in the Financial...
Education & Certification
- Eastern Illinois University - Bachelor of Science, Family and Consumer Sciences
- Eastern Illinois University - Master of Science, Family and Consumer Sciences
Subject Expertise
- SIE
- Insurance License
- Real Estate License
- Series 6
- +5 subjects
John: Richmond SIE course instructor
My name is John Walker. I am a seasoned veteran in the financial and insurance industries. I look forward to putting my personal experience, education, and training to work for you. I hope to work with up-and-coming professionals to ensure you meet and exceed your goals!
Education & Certification
- Florida State College at Jacksonville - Bachelor of Science, Business Administration and Management
Subject Expertise
- SIE
- Insurance License
- Series 9
- Series 10
- +10 subjects
David: Richmond SIE course instructor
Education & Certification
- University of Massachusetts-Dartmouth - Bachelor in Arts, Political Economy
Subject Expertise
- SIE
- Series 63
- Series 24
- Series 65
- +16 subjects
Victoria: Richmond SIE course instructor
...66, 51, 24, and 2-15. I am passionate about personal financial literacy and have previously taught financial literacy classes to high school students. While I tutor a broad range of subjects, I am most passionate about business, economics, leadership, personal finance, and securities licensing. In my experience helping students prepare for complex exams, we always seem to have the most success when we have discovered the student's learning style and thought-process. I believe learning should...
Education & Certification
- University of South Alabama - Bachelor of Science, Biology, General
- Florida Atlantic University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 65
- Exam IFM - Investment and Financial Markets
- Series 26
- +35 subjects
Michael: Richmond SIE course instructor
...in 2020, I have been instructing at three online universities, teaching finance, accounting, and emergency management. I am also a Commercial Pilot and Certified Flight Instructor at a local airport where I teach ground school and flight to student pilots. I really like teaching in general, and enjoy when I can learn something and then pass it on to others. That is what brought me to earn my PhD and my flight instructor certificate, allowing...
Education & Certification
- Capella University - Doctor of Philosophy, Finance
Subject Expertise
- SIE
- FAA - Federal Aviation Administration examination
- Exam IFM - Investment and Financial Markets
- Series 9
- +16 subjects
Zachary: Richmond SIE course instructor
...the industry and give investment advice to our high networth clients between 250k-5MM in assets. I passed the SIE and Series 65 will I was still in college and was put through a TD Ameritrade's training program to pass the Series 7 and Series 63 Licenses. The program I have learned is designed specifically to teach you the information you need to know to pass and skip out on all the fluff. I have a...
Education & Certification
- Troy University - Bachelor in Arts, Finance
Subject Expertise
- SIE
- Series 66
- Series 24
- Series 65
- +12 subjects
Gabriel: Richmond SIE course instructor
I am a graduate of the Darla Moore School of Business in South Carolina. Since then I have worked as a paraplanner and assistant to financial advisors.
Subject Expertise
- SIE
- Series 7
- Series 66
- Series 63
- +24 subjects
William: Richmond SIE course instructor
...well. I specialize in helping students with options and margin. I get my most enjoyment from assisting students progress through their career by helping to add different licenses. I have experience with a variety of different educational products including, Kaplan, ExamFX, Training Consultants, STC and Achievable. I am Series 7, 9, 10, 24, 63 and 65 (66) licensed and have multiple industry designations (CAS, CMFC, AAMS, CRPC and ARPC). My tutoring approach is tailored to...
Education & Certification
- Malone University - Bachelor in Arts, Accounting and Business Management
Subject Expertise
- SIE
- Series 53
- Series 47 - Japanese Module of the General Securities Exam
- Series 26
- +30 subjects
Sarah: Richmond SIE course instructor
...My teaching style is rooted in clear, everyday language, and I provide a variety of accessible learning portals, eliminating the need for additional expenses on materials. My extensive resource library includes both my own unique materials and traditional ones (Kaplan, PassPerfect, and Achievable), ensuring a comprehensive learning experience. As a financial advisor and recent MBA graduate, I've been trained to cater to a wide range of learning styles, personality types, and unique challenges such as...
Education & Certification
- University of upper Iowa - Bachelor in Business Administration, Business Administration and Management
- University of Wisconsin-Madison - Masters in Business Administration, Accounting and Business Management
Subject Expertise
- SIE
- Series 66
- CFP
- Series 6
- +36 subjects
Brian: Richmond SIE course instructor
...tutored, mentored, and coached young and experienced adults in select academic topics, select professional exam pre test materials, soft skills, technical skill building, performance improvement, decision making, financial literacy, and leadership. While I can tutor a broad range of subjects, I am most passionate about finance, FINRA exams, decision making, financial literacy, and leadership. I am a firm proponent of higher education as well as career connected training, believing each one respectively is necessary for...
Education & Certification
- Portland State University - Bachelor of Science, Finance
Subject Expertise
- SIE
- Series 9
- Series 7
- Six Sigma
- +22 subjects
Richard: Richmond SIE course instructor
I am an Investment Banker specializing in Healthcare and Manufacturing both for Capital Raises and Buy and Sell side.
Education & Certification
- Purdue University - Bachelor in Arts, Education
- Indiana University - Master of Science, Public Finance
Subject Expertise
- SIE
- Series 7
- Series 65
- Series 79
- +20 subjects
Robin: Richmond SIE course instructor
Senior Associate in Equity Research | UCLA Economics/Finance Alumni To me, Finance is the intersection between art and science.
Education & Certification
- University of California-Los Angeles - Bachelor of Science, Economics
Subject Expertise
- SIE
- Series 86
- Series 87
- Series 63
- +10 subjects
Myles: Richmond SIE course instructor
...banking, investments, and business ownership, has led me to acquire the Series 7, 65, 63, SIE, and Life Insurance licenses. In addition, I am a Chartered Retirement Planning Counselor and Certified Financial Planner. Because of the study habits I was taught, I was able to pass all exams on my first attempt and in a relatively short time frame. I hope to pass on to more students the study habits that I was blessed to...
Education & Certification
- Lamar University - Bachelor in Arts, Communication, General
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 65
- Series 63
- +4 subjects
Joyce: Richmond SIE course instructor
...also pursued minors in International Relations and Korean. What sets me apart is my unique relationship with educationI graduated a semester early thanks to careful planning and a passion for learning. I understand the challenges students can face, as I've personally encountered and overcome them. My journey has equipped me with valuable study and teaching skills that can make a real difference in your academic success. I'm not just here to give you answers; I'm...
Education & Certification
- Rutgers University-Newark - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 52
- FINRA - Financial Industry Regulatory Authority
- +31 subjects
Joshuah: Richmond SIE course instructor
...and have passed the Level I CFA exam. All of which are completely unimportant because it's not about me, it's about how I can help you (and I can)! Whether you know what you need to know, or are completely lost, I will make sure that we progress with content at a speed that fits you until you are confident for test day. There are no stupid questions, only impatient teachers. Don't wait, get help,...
Education & Certification
- Excelsior College - Bachelor of Science, Biology, General
Subject Expertise
- SIE
- CPA
- Series 86
- Series 7
- +14 subjects
John: Richmond SIE course instructor
...industry, I bring a fresh perspective along with a deep understanding of the SIE and Series 7 exams. Having recently earned my own licenses, I developed a proven strategy that helped me succeed, and I am now offering tutoring services to help others do the same. With a tailored approach that simplifies complex concepts and focuses on key areas of the exam, I am committed to guiding aspiring professionals to achieve their goals and pass...
Education & Certification
- Northeastern Illinois University - Bachelor of Science, Marketing
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- +1 subjects
Jacquelyn: Richmond SIE course instructor
...mentoring, and coaching, I have assisted many others in accomplishing their educational goals. 1. Parenting my children at home on how to do well in class and on tests. 2. Advising employees on how to study to obtain professional licenses to achieve passing scores. It has been a great accomplishment for me. When your children graduate with Honors, and your student employees perform well to obtain professional licenses, it represents how well you were dedicated,...
Education & Certification
- University of Detroit Mercy - Bachelor of Science, Finance
- Southern New Hampshire University - Master of Science, Entrepreneurial Studies
Subject Expertise
- SIE
- International Sports Sciences Association
- WMCP - Wealth Management Certified Professional
- Series 6
- +18 subjects